Securities and Exchange Commission
Latest Posts
Who is new SEC Commissioner Allison Herren Lee?
Jul 09, 2019Allison Herren Lee was sworn into office as commissioner of the Securities and Exchange Commission on Monday after her nomination was unanimously backed by the Senate. Here’s the scoop on the new head of the nation’s far-reaching securities regulator.
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Former Equifax executive jailed for profiting off data breach
Jun 28, 2019 -
SEC, FBI reportedly investigating Live Well Financial collapse
Jun 18, 2019 -
SEC accuses Chicago house flipper of running $20 million real estate fraud scheme
May 31, 2019 -
Top U.S. landlord charged with running Ponzi scheme in massive multifamily mortgage fraud probe
May 23, 2019 -
Fintech lender Prosper to pay $3 million fine for misleading investors
Apr 19, 2019 -
Woodbridge companies ordered to pay $1 billion for operating massive real estate Ponzi scheme
Jan 28, 2019 -
SEC joins DOJ in giving up case against mortgage bond trader Jesse Litvak
Dec 10, 2018 -
SEC: Former construction company CEO lied about post-Katrina business to raise stock price
Nov 20, 2018 -
Monday Morning Cup of Coffee: Elon Musk settles with SEC, steps down as Tesla chairman
Oct 01, 2018 -
Elon Musk accused of securities fraud over Tesla tweets
Sep 27, 2018 -
Former Bankrate CFO gets 10 years for cooking the books to the tune of $25 million
Sep 25, 2018
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